-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HjBxf6NsoaTCTH9cBOA2jIRFJp0Vu79jc9sIB4kw/PU71oMGzybU2GM1tOBlRVx9 OgMvGSKE2XbrfTCbb/Zo8w== 0001104659-10-033869.txt : 20100615 0001104659-10-033869.hdr.sgml : 20100615 20100615141738 ACCESSION NUMBER: 0001104659-10-033869 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100615 DATE AS OF CHANGE: 20100615 GROUP MEMBERS: FC DIVERSIFIED HOLDINGS LLC GROUP MEMBERS: FC HIGHWAY 6 HOLDINGS LLC GROUP MEMBERS: FC INVESTMENT HOLDINGS CORPORATION FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRSTCITY FINANCIAL CORP CENTRAL INDEX KEY: 0000828678 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 760243729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6400 IMPERIAL DRIVE CITY: WACO STATE: TX ZIP: 76712 BUSINESS PHONE: 2547511750 MAIL ADDRESS: STREET 1: 6400 IMPERIAL DRIVE CITY: WACO STATE: TX ZIP: 76712 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CITY BANCORPORATION OF TEXAS INC/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CITY ACQUISITION CORP DATE OF NAME CHANGE: 19880523 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERVEST BANCSHARES CORP CENTRAL INDEX KEY: 0000927807 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 133699013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53519 FILM NUMBER: 10897103 BUSINESS ADDRESS: STREET 1: 1 ROCKEFELLER PLAZA STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10020-2002 BUSINESS PHONE: 2122182800 MAIL ADDRESS: STREET 1: 1 ROCKEFELLER PLAZA STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10020-2002 SC 13G/A 1 a10-11982_1sc13ga.htm AMENDMENT

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

INTERVEST BANCSHARES CORPORATION

(Name of Issuer)

Class A Common Stock

(Title of Class of Securities)

460927106

(CUSIP Number)

June 15, 2010

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 460927106

 

 

1.

Names of Reporting Persons.
FC Highway 6 Holdings LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Texas

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
127,500

 

6.

Shared Voting Power
0

 

7 .

Sole Dispositive Power
127,500

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
127,500

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
1.49%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

2



 

CUSIP No. 460927106

 

 

1.

Names of Reporting Persons.
FC Diversified Holdings LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Texas

 

 

 

Number of
Shares
Beneficially
Owned by Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
127,500

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
127,500

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
127,500

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
1.49%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

3



 

CUSIP No. 460927106

 

 

1.

Names of Reporting Persons.
FC Investment Holdings Corporation

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Texas

 

 

 

Number of
Shares
Beneficially
Own ed by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
127,500

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
127,500

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
127,500

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
1.49%

 

 

12.

Type of Reporting Person (See Instructions)
CO

 

4



 

CUSIP No. 460927106

 

 

1.

Names of Reporting Persons.
FirstCity Financial Corporation

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Own ed by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
127,500

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
127,500

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
127,500

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
1.49%

 

 

12.

Type of Reporting Person (See Instructions)
CO

 

5



 

 

6



 

Item 1.

 

(a)

Name of Issuer
INTERVEST BANCSHARES CORPORATION

 

(b)

Address of Issuer’s Principal Executive Offices
One Rockefeller Plaza, Suite 400, New York, New York 10020-2002

 

Item 2.

 

(a)

Name of Person Filing

 

This statement is jointly filed by and on behalf of each of FC Highway 6 Holdings LLC, FC Diversified Holdings LLC, FC Investment Holdings Corporation and FirstCity Financial Corporation (the “Reporting Persons”).  FC Highway 6 Holdings LLC (“FirstCity”) is the record and direct beneficial owner of the securities covered by this statement.  FC Diversified Holdings LLC is the controlling member of, and may be deemed to indirectly beneficially own securities owned by, FirstCity.  FC Investment Holdings Corporation is the controlling member of, and may be deemed to indirectly beneficial ly own securities owned by, FC Diversified Holdings LLC.  FirstCity Financial Corporation is the sole owner of, and may be deemed to indirectly beneficially own securities owned by, FC Investment Holdings Corporation.

 

Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Sections 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this statement.

 

(b)

Address of Principal Business Office or, if none, Residence
The address of the principal business office of the Reporting Person is 6400 Imperial Drive, Waco, Texas 76712.

 

(c)

Citizenship
See Item 4 on the cover page(s) hereto.

 

(d)

Title of Class of Securities
Class A Common Stock

 

(e)

CUSIP Number
460927106

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is:

 

(a)

o

A Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

A Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

An insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

An investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savin gs associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an i nvestment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

A group, in accordance with §240.13d-1(b)(1)(ii)(J).

Item 4.

Ownership.

 

(a)

Amount beneficially owned:   

See Item 9 on the cover page(s) hereto.

 

(b)

Percent of class:   

See Item 11 on the cover page(s) hereto.

 

(c)

Number of shar es as to which such person has:

 

 

 

(i)

Sole power to vote or to direct the vote:   

See Item 5 on the cover page(s) hereto.

 

 

(ii)

Shared power to vote or to direct the vote:    

See Item 6 on the cover page(s) hereto.

 

 

(iii)

Sole power to dispose or to direct the disposition of:   

See Item 7 on the cover page(s) hereto.

 

 

(iv)

Shared power to dispose or to direct the disposition of:   

See Item 8 on the cover page(s) hereto.

 

As reported on the Schedule 13G filed with the Commission on June 4, 2010 (the “Original Filing”), the Reporting Persons acquired the securities covered by this statement pursuant to an Investment Agreement among Intervest Bancshares Corporation, Värde Investment Partners, L.P. (“Värde”) and FirstCity dated May 25, 2010 (the “Investment Agreement”).  Pursuant to the Investment Agreement, Värde acquired 722,500 shares and FirstCity acquired 127,500 shares.  Since Värde and FirstCity acted together in acquiring the shares, they may have been deemed to be acting as a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act.  Therefore, the shares acquired by Värde pursuant to the Investment Agreement were disclosed in the Original Filing.

 

However, FirstCity only acted together with Värde in acquiring shares of the issuer and there is no current agreement or arrangement with Värde or any of its affiliates for the purpose of acquiring, holding, disposing or voting shares of common stock of the issuer.  To the extent that the Reporting Persons and Värde may have been deemed to be members of a group with respect to securities of the issuer for purposes of Section 13(d) or 13(g) of the Act, such group should be deemed dissolved.

 

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   x.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

Not applicable.

 

Item 9.

Notice of Dissolution of Group

Any information regarding the dissolution of a group is contained in Item 4 hereof and incorporated herein by reference.

 

7



 

Item 10.

Certifications

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer o f the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: June 15, 2010

FC HIGHWAY 6 HOLDINGS LLC

 

 

 

 

By:

/s/ J. Bryan Baker

 

Name:

J. Bryan Baker

 

Title:

Senior Vice President

 

 

 

 

FC DIVERSIFIED HOLDINGS LLC

 

 

 

 

By:

/s/ J. Bryan Baker

 

Name:

J. Bryan Baker

 

Title:

Senior Vice President

 

 

 

 

FC INVESTMENT HOLDINGS CORPORATION

 

 

 

 

By:

/s/ J. Bryan Baker

 

Name:

J. Bryan Baker

 

Title:

Senior Vice President

 

 

 

 

FIRSTCITY FIN ANCIAL CORPORATION

 

 

 

 

By:

/s/ J. Bryan Baker

 

Name:

J. Bryan Baker

 

Title:

Senior Vice President

 

8



 

EXHIBIT INDEX

 

Exhibit

 

Description of Exhibit

 

 

 

99.2

 

Joint Filing Agreement (incorporated herein by reference from Exhibit 99.1 to the Schedule 13G relating to the common shares of the issuer filed June 4, 2010 by the Reporting Person(s) with the Commission).

 

9


 

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